Data.gov Program Management Office Data.gov Program Management Office

created Jul 06, 2011

updated Jul 06, 2011

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Description

Under the Bank Secrecy Act (BSA), 31 U.S.C. 5311 et seq., and its implementing regulations at 31 C.F.R. Chapter X (formerly 31 C.F.R. Part 103), FinCEN may bring an enforcement action for violations of the reporting, recordkeeping, or other requirements of the BSA. FinCEN's Office of Enforcement evaluates enforcement matters that may result in a variety of remedies, including the assessment of civil money penalties. For example, civil money penalties may be assessed for recordkeeping violations under 31 C.F.R. ''''''''''§1010.415 (formerly 31 C.F.R. ''''''''''§103.29), or for reporting violations for failing to file a currency transaction report (CTR) in violation of 31 C.F.R. ''''''''''§1010.311 (formerly 31 C.F.R. ''''''''''§103.22), a suspicious activity report (SAR) in violation of 31 C.F.R. ''''''''''§ 1021.320 (formerly 31 C.F.R. ''''''''''§103.21), or a report of foreign bank and financial accounts (FBAR) in violation of 31 C.F.R. ''''''''''§1010.350 (formerly 31 C.F.R. ''''''''''§103.24). FinCEN also takes enforcement actions against money services businesses (MSBs) for failure to register with FinCEN in violation of 31 C.F.R. ''''''''''§1022.380 (formerly 31 C.F.R. ''''''''''§103.41).

Activity
Community Rating
Current value: 0.0 out of 5
Your Rating
Current value: out of 5
Raters
0
Visits
689
Downloads
385
Comments
0
Contributors
0
Meta
Category
Banking, Finance, and Insurance
Permissions
Public
Tags
depository institution, recordkeeping violations, casino, Financial Crimes Enforcement Network, civil money penalties, Bank Secrecy Act, civil money penalty, securities and futures, money services business, enforcement action, Office of Enforcement, FinCEN, 31 C.F.R., BSA, reporting violations
Licensing and Attribution
Data Provided By
Financial Crimes Enforcement Network
Source Link
(none)
Dataset Summary
Agency
Department of the Treasury
Sub-Agency
Financial Crimes Enforcement Network
Date Released
1999
Date Updated
4/21/2011
Time Period
1999-present
Frequency
The page is updated whenever FinCEN brings an enforcement action for violations of the reporting, recordkeeping, or other requirements of the Bank Secrecy Act.
High Value Dataset
Y
Suggested by Public
N
Dataset Information
Data.gov Data Category Type
Tool Catalog
Specialized Data Category Designation
Administrative
Unique ID
4933
Extended Type
Data Extraction Tool
Contributing Agency Information
Citation
FinCEN Enforcement Actions (http://www.fincen.gov/news_room/ea/)
Agency Program Page
http://www.fincen.gov/
Agency Data Series Page
http://www.fincen.gov/news_room/
Dataset Coverage
Unit of Analysis
person or business entity
Geographic Coverage
U.S. financial institutions
Data Quality
Data Quality Certification
Yes
Privacy and Confidentiality
Yes
Applicable Information Quality Guideline Designation
Financial Crimes Enforcement Network
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Data.gov Program Management Office Data.gov Program Management Office

created Jul 06, 2011

updated Jul 06, 2011

Description

Under the Bank Secrecy Act (BSA), 31 U.S.C. 5311 et seq., and its implementing regulations at 31 C.F.R. Chapter X (formerly 31 C.F.R. Part 103), FinCEN may bring an enforcement action for violations of the reporting, recordkeeping, or other requirements of the BSA. FinCEN's Office of Enforcement evaluates enforcement matters that may result in a variety of remedies, including the assessment of civil money penalties. For example, civil money penalties may be assessed for recordkeeping violations under 31 C.F.R. ''''''''''§1010.415 (formerly 31 C.F.R. ''''''''''§103.29), or for reporting violations for failing to file a currency transaction report (CTR) in violation of 31 C.F.R. ''''''''''§1010.311 (formerly 31 C.F.R. ''''''''''§103.22), a suspicious activity report (SAR) in violation of 31 C.F.R. ''''''''''§ 1021.320 (formerly 31 C.F.R. ''''''''''§103.21), or a report of foreign bank and financial accounts (FBAR) in violation of 31 C.F.R. ''''''''''§1010.350 (formerly 31 C.F.R. ''''''''''§103.24). FinCEN also takes enforcement actions against money services businesses (MSBs) for failure to register with FinCEN in violation of 31 C.F.R. ''''''''''§1022.380 (formerly 31 C.F.R. ''''''''''§103.41).

Activity
Community Rating
Current value: 0.0 out of 5
Your Rating
Current value: out of 5
Raters
0
Visits
689
Downloads
385
Comments
0
Contributors
0
Meta
Category
Banking, Finance, and Insurance
Permissions
Public
Tags
depository institution, recordkeeping violations, casino, Financial Crimes Enforcement Network, civil money penalties, Bank Secrecy Act, civil money penalty, securities and futures, money services business, enforcement action, Office of Enforcement, FinCEN, 31 C.F.R., BSA, reporting violations
Licensing and Attribution
Data Provided By
Financial Crimes Enforcement Network
Source Link
(none)
Dataset Summary
Agency
Department of the Treasury
Sub-Agency
Financial Crimes Enforcement Network
Date Released
1999
Date Updated
4/21/2011
Time Period
1999-present
Frequency
The page is updated whenever FinCEN brings an enforcement action for violations of the reporting, recordkeeping, or other requirements of the Bank Secrecy Act.
High Value Dataset
Y
Suggested by Public
N
Dataset Information
Data.gov Data Category Type
Tool Catalog
Specialized Data Category Designation
Administrative
Unique ID
4933
Extended Type
Data Extraction Tool
Contributing Agency Information
Citation
FinCEN Enforcement Actions (http://www.fincen.gov/news_room/ea/)
Agency Program Page
http://www.fincen.gov/
Agency Data Series Page
http://www.fincen.gov/news_room/
Dataset Coverage
Unit of Analysis
person or business entity
Geographic Coverage
U.S. financial institutions
Data Quality
Data Quality Certification
Yes
Privacy and Confidentiality
Yes
Applicable Information Quality Guideline Designation
Financial Crimes Enforcement Network